Have surveillance needs that aren’t being met due to lack of visibility
Know what you need for reports but don’t have IT staff capable of writing them
Want to go paperless but don’t have the resources or expertise to support a SEC 17A4 compliant solution
Want to draw on the compliance experience of dozens of other firms in a professional environment
Then the Investigo Compliance Solution is the answer.
The Compliance Solution is a combination of our world class data consolidation, SEC 17A4 compliant storage, and our intuitive Compliance Dashboard of relevant, immediately available reports.
The Investigo web-based Compliance Solution provides enterprise data consolidation from multiple sources, including back office systems, into a central repository. The Investigo Enterprise Solution aggregates client account, position and transaction data to provide accurate and reliable information to all applications across the enterprise.
